SEC enforcement actions fall 24%, crypto cases in spotlight

Lời nói đầu:The SEC filed 348 enforcement actions in fiscal 2026, down 23.7% from a year earlier and highlighted cases involving crypto investment fraud.

The US Securities and Exchange Commission (SEC) filed 348 enforcement actions in fiscal 2026, down 23.7% from 456 a year earlier.

Its annual enforcement results included cases involving alleged crypto fraud and failures in FTXs audits.

In its Tuesday release, the SEC said it had charged three purported crypto trading platforms and four investment clubs in an alleged scheme that defrauded investors of at least $14 million. In a separate case, the agency accused the founder of a Bitcoin mining business of misappropriating $48.5 million after raising more than $95.6 million from about 6,400 investors.

In April, the SEC settled charges against Francis Decker, the Prager Metis partner who led FTXs audits, over failures to meet professional auditing standards.

In February, a jury found Ismael Zarco Sanchez liable for securities fraud and registration violations over his role in the $300 million CryptoFX Ponzi scheme. In July, a court ordered Michael Noble to pay $1.07 million in a case over his role promoting BitConnects crypto lending program.

Fiscal 2026 was SEC Chair Paul Atkins‘ first full fiscal year in office. The 348 enforcement actions were the agency’s fewest since 1991, according to a Reuters review of SEC records. Standalone actions fell to 235 from 303 a year earlier.

The decline in crypto enforcement was already visible in 2025, when the SEC filed 13 crypto-related actions, down from 33 in 2024, according to Cornerstone Research. Five of the 13 were filed before former Chair Gary Gensler left office in January 2025.

The SEC said its new enforcement analytics office was using “blockchain and financial-flow analysis” to detect potential misconduct earlier.

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